List the assessment methods to be used and the context and resources required for assessment. Copy and paste the relevant sections from the evidence guide below and then re-write these in plain English.
Elements describe the essential outcomes. | Performance criteria describe the performance needed to demonstrate achievement of the element. |
1 | Implement requirements for WHS management system | 1.1 | Ensure WHS responsibilities and duties are documented and accountability processes are in place. |
| 1.2 | Ensure WHS policies and procedures are documented and that documents are accessible to all relevant personnel. |
| 1.3 | Recognise limits of own expertise and consult manager and/or WHS specialists, as necessary. |
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2 | Implement and maintain participative arrangements for WHS management | 2.1 | Implement and maintain appropriate participative processes with site personnel and their representatives in accordance with relevant WHS legislation and standards. |
| 2.2 | Provide information to site personnel in a format that is accessible and readily understood. |
| 2.3 | Deal with and resolve issues raised through participation and consultation promptly and effectively. |
| 2.4 | Provide information about the outcomes of participation and consultation to site personnel. |
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3 | Implement and maintain WHS risk management processes | 3.1 | Ensure hazard, incident and injury reporting and investigation processes are in place to meet prevention and legislative requirements. |
| 3.2 | Implement a process of hazard identification and risk assessment. |
| 3.3 | Ensure risk controls and hazard specific procedures for risk control comply with legislation and the hierarchy of control. |
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4 | Implement and maintain WHS training programs | 4.1 | Conduct a training needs assessment for site personnel that takes account of legislative requirements, workplace policies and procedures, and risk control requirements. |
| 4.2 | Develop and implement training programs to meet the WHS training needs of site personnel. |
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5 | Implement and maintain WHS record keeping system | 5.1 | Identify and address the legal requirements for record keeping. |
| 5.2 | Ensure that records are accurately completed, collected and stored. |
| 5.3 | Identify and access sources of WHS information. |
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6 | Initiate and maintain WHS management system improvements | 6.1 | Collect and analyse information to regularly evaluate WHS management system performance. |
| 6.2 | Recognise instances of non-conformance/non-compliance and identify opportunities for improving performance. |
| 6.3 | Initiate authorised improvements in consultation with appropriate personnel and update system documentation. |
| 6.4 | Monitor the effectiveness of system modifications in consultation with site personnel. |
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7 | Keep management informed about WHS performance | 7.1 | Provide regular reports about WHS performance, instances of potential/actual non-conformance and incidents and the actions taken in each case. |
| 7.2 | Report opportunities and recommendations for system improvements in accordance with workplace procedures. |
| 7.3 | Report implementation and effectiveness of system modifications. |
Evidence of competence in this unit must satisfy all of the requirements of the elements and performance criteria, and include demonstration of:
implementing and maintaining the health and safety management system for at least one (1) site or work group
accessing and interpreting relevant sections of WHS legislation, regulations, codes of practice and updates
analysing the work environment and assessing the need for WHS interventions
consulting employees and other stakeholders about safety issues, hazard identification, risk assessment, selection and implementation of control measures and their review
raising issues related to concerns with safety of work systems and work environment through consultation with management, employees and contractors
promptly addressing WHS management issues within their area of control/scope of responsibility
developing and implementing improvements in work practices and procedures to reduce the risk of illness and injury and meet WHS legislative requirements
developing and implementing training program(s) to meet the identified WHS training needs of site personnel
providing appropriate supervision, support and information in accordance with workplace procedures
keeping WHS records complete, current and secure
communicating effectively with personnel at all levels of the organisation and WHS specialists
preparing reports for a range of target groups, including WHS committee, WHS representatives, managers and supervisors
working safely and monitoring the safety of others.
Must provide evidence that demonstrates knowledge of:
terminology, principles and practices of effective WHS management (e.g. hazard identification, risk assessment, risk control and hierarchy of control)
standards and regulator’s guidelines relating to WHS management systems
key personnel identified in workplace management structure and WHS management systems
sources of WHS management information, including specialist advisors
workplace WHS and management policies and procedures, plans, housekeeping, inspections and audits
roles and responsibilities of employers and employees under WHS legislation, including managers/supervisors and contractors
how the characteristics and composition of the workforce impact on WHS management
nature of site safety hazards and risks and existing control measures
legislative requirements for WHS information and consultation
participative consultation processes relating to WHS management systems
workplace purchasing policy and procedures for safety related supplies and equipment
workplace record keeping/reporting requirements that address WHS, privacy and other relevant legislation.
Judgement of competence must be based on holistic assessment of the evidence. Assessment methods must confirm consistency of performance over time, rather than a single assessment event.
This unit of competency is to be assessed in the workplace, or a simulated workplace environment. A simulated workplace environment must reflect realistic operational workplace conditions that cover all aspects of workplace performance, including the environment, task skills, task management skills, contingency management skills and job role environment skills.
Foundation skills are integral to competent performance of the unit and should not be assessed separately.
Assessment processes and techniques must be appropriate to the language, literacy and numeracy requirements of the work being performed and the needs of the candidate.
Knowledge evidence may be collected concurrently with performance evidence or through an independent process such as workbooks, written assessments or interviews (provided a record is kept in each case).
Holistic assessment methods include:
review of WHS information and/or training material developed by the candidate and provided to site personnel
review of WHS records and reports prepared by the candidate
feedback from site personnel and manager regarding the candidate’s ability to provide/collect accurate and timely WHS information and implement/monitor established WHS management systems
oral and/or written questions to assess the candidate’s knowledge of WHS legislative/regulatory requirements, roles/responsibilities, common hazards, procedures for hazard identification, risk assessment and control, and responses to simulated incidents.
Access is required to all instruments, equipment, materials, workplace documentation, procedures and specifications associated with this unit including, but not limited to:
relevant WHS legislation and regulations, codes of practice
workplace WHS policies, management plans, procedures and tools.
Assessors must satisfy the assessor competency requirements that are in place at the time of the assessment as set by the VET regulator.
The assessor must demonstrate both technical competency and currency.
Technical competence can be demonstrated through:
relevant VET or other qualification/Statement of Attainment AND/OR
relevant workplace experience
Currency can be demonstrated through:
performing the competency being assessed as part of current employment OR
having consulted with an organisation providing environmental monitoring, management or technology related services about performing the competency being assessed within the last twelve months.